On February 5, 2024, a three-judge panel of the U.S. Court of Appeals for the Fifth Circuit heard oral arguments on the challenge to the … [Read more...] about Update on the Private Funds Rules Litigation that may Impact Emerging Fund Managers
SEC Adopts New Rules and Amendments that Increase Private Fund Adviser Regulation
The adopting release describes the increasing importance of private funds and their advisers to investors, noting that there are now over … [Read more...] about SEC Adopts New Rules and Amendments that Increase Private Fund Adviser Regulation
Proposed SEBI Regulations that Impact U.S. Feeder Funds into India
Credit of Units of AIFs in Dematerialized Form: The SEBI had recently issued a circular for compulsory dematerialization of the units of a … [Read more...] about Proposed SEBI Regulations that Impact U.S. Feeder Funds into India
Understanding the Laws that Govern Asset Managers and Asset Management Firms
The asset management industry is largely governed by two bodies: The Securities and Exchange Commission (SEC) and the Financial Industry … [Read more...] about Understanding the Laws that Govern Asset Managers and Asset Management Firms
How the “Accredited Investor” Status Definition May Change
SEC Proposes Amendments that May Impact Investors from Underrepresented Communities. The Securities and Exchange Commission (SEC) has … [Read more...] about How the “Accredited Investor” Status Definition May Change